Financial Markets Authority

Results: 2356



#Item
911European Union / Standardized approach / Arbitrage / Financial system / Finance / Basel II / Financial markets / European Banking Authority

Onno Steins Advisor Prudential Regulation t + [removed]m + [removed]e [removed]

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Source URL: www.eba.europa.eu

Language: English - Date: 2014-02-28 04:51:49
912Economy of the European Union / Financial economics / Basel II / Committee of European Banking Supervisors / European Banking Authority / Capital Requirements Directive / IT risk / Markets in Financial Instruments Directive / Bundesdatenschutzgesetz / European Union directives / European Union / Financial regulation

EBA/CP[removed]2013 Consultation Paper Draft Implementing Technical Standards On the format, structure, contents list and annual publication date of the supervisory

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Source URL: www.eba.europa.eu

Language: English - Date: 2014-02-26 08:32:54
913Credit rating agencies / United States federal banking legislation / Financial economics / Structured finance / Nationally recognized statistical rating organization / Finance / European Union / Esma / European Securities and Markets Authority

EUROPEAN COMMISSION PRESS RELEASE Brussels, 30 September[removed]Credit rating agencies: Commission adopts Regulatory

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Source URL: europa.eu

Language: English
914Financial markets / Stock market / Bloomberg L.P. / Security / Financial Industry Regulatory Authority / Securities Investor Protection Corporation / Commodity Futures Trading Commission / Algorithmic trading / Financial economics / Finance / Investment

GLOBAL DISCLAIMER FOR USE ONLY WITH BLOOMBERG TRADEBOOK GLOBAL ADVERTISEMENTS AND GLOBAL MARKETING MATERIALS This communication is directed only to market professionals who are eligible to be customers of the relevant Bl

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Source URL: www.bloombergtradebook.com

Language: English - Date: 2014-05-20 15:40:35
915Finance / Derivative / Clearing house / Commodity Futures Trading Commission / Financial economics / Financial system / Financial markets

PLEN[removed]ANNEX Annex: Jurisdictions’ authority and process for exercising deference in relation to OTC derivatives regulation Part A: With respect to the authorisation and supervision of: OTC derivatives market par

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-10-23 10:44:35
916Financial system / Electronic trading platform / Futures exchange / Securities market / Bank regulation / Financial markets / Commodity Futures Modernization Act / Financial economics / Finance / Derivative

PLEN[removed]ANNEX Mexico’s authority and process for exercising deference in relation to OTC derivatives regulation Part A: With respect to the authorisation and supervision of: OTC derivatives market participants; T

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-10-23 10:44:33
917Markets in Financial Instruments Directive / Finance / Financial economics / Securities market / Financial system / Business / Financial markets / European Union / Financial regulation

PLEN[removed]ANNEX Annex: Jurisdictions’ authority and process for exercising deference in relation to OTC derivatives regulation Part A: With respect to the authorisation and supervision of: OTC derivatives market pa

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-10-23 10:44:41
918Funds / Financial services / Collective investment schemes / Financial markets / Exchange-traded fund / Mutual fund / Net asset value / Stock fund / Security / Financial economics / Investment / Finance

No securities regulatory authority has expressed an opinion about these shares and it is an offence to claim otherwise. PURPOSE FUNDS Simplified Prospectus ETF shares, ETF non-currency hedged shares, Series A shares, Se

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Source URL: www.purposeinvest.com

Language: English - Date: 2014-05-06 11:19:44
919Funds / Financial services / Collective investment schemes / Financial markets / Exchange-traded fund / Mutual fund / Net asset value / Stock fund / Security / Financial economics / Investment / Finance

No securities regulatory authority has expressed an opinion about these shares and it is an offence to claim otherwise. PURPOSE FUNDS Simplified Prospectus ETF shares, ETF non-currency hedged shares, Series A shares, Se

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Source URL: www.purposeinvest.com

Language: English - Date: 2014-05-06 11:20:55
920Financial system / Bonds / Municipal Securities Rulemaking Board / Securities Industry and Financial Markets Association / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Federal Reserve System / Financial economics / Self-regulatory organizations / Investment

  August 21, 2014 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2014-08-25 14:41:03
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